-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, TDVM4XLC3/6X/zKx+ihPkCfvYrYBbeU9e5pzOj9i97Ywy7E3Nwg+6qg5eFaIXchO GNElUc2JhtsfvU/vl79vsg== 0000891836-94-000053.txt : 19940609 0000891836-94-000053.hdr.sgml : 19940609 ACCESSION NUMBER: 0000891836-94-000053 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19940608 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARTE HANKS COMMUNICATIONS INC CENTRAL INDEX KEY: 0000045919 STANDARD INDUSTRIAL CLASSIFICATION: 2711 IRS NUMBER: 741677284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-11680 FILM NUMBER: 94533391 BUSINESS ADDRESS: STREET 1: 200 CONCORD PLAZA DR #800 CITY: SAN ANTONIO STATE: TX ZIP: 78216 BUSINESS PHONE: 2108299000 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS NEWSPAPERS INC DATE OF NAME CHANGE: 19771010 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP LP CENTRAL INDEX KEY: 0000904571 STANDARD INDUSTRIAL CLASSIFICATION: 0000 IRS NUMBER: 133501777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 SC 13G 1 SCHEDULE 13G FOR HARTE-HANKS COMMUNICATIONS, INC. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Harte-Hanks Communications, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 416196-10-3 (CUSIP Number) Check the following box if a fee is being paid with this statement [X]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) 2 - --------------------- CUSIP NO. 416196-10-3 - --------------------- - ------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Goldman Sachs Group, L.P. - ------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF 0 SHARES ---------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 1,540,471 EACH ---------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------- 8. SHARED DISPOSITIVE POWER 1,540,471 - ------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,540,471 - ------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.9% - ------------------------------------------------------------ 12. TYPE OF REPORTING PERSON HC-PN 3 - --------------------- CUSIP NO. 416196-10-3 - --------------------- - ----------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Goldman, Sachs & Co. - ------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF 0 SHARES ---------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 1,540,471 EACH ---------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------- 8. SHARED DISPOSITIVE POWER 1,540,471 - ------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,540,471 - ------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.9% - ------------------------------------------------------------ 12. TYPE OF REPORTING PERSON BD-IA-PN - ------------------------------------------------------------ 4 - --------------------- CUSIP NO. 416196-10-3 - --------------------- - ------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GS Advisors, L.P. - ------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF 0 SHARES ---------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 1,357,142 EACH ---------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------- 8. SHARED DISPOSITIVE POWER 1,357,142 - ------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,357,142 - ------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.9% - ------------------------------------------------------------ 12. TYPE OF REPORTING PERSON PN - ------------------------------------------------------------ 5 - --------------------- CUSIP NO. 416196-10-3 - --------------------- - ------------------------------------------------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GS Capital Partners, L.P. - ------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF 0 SHARES ---------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 1,357,142 EACH ---------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON 0 WITH ---------------------------------------- 8. SHARED DISPOSITIVE POWER 1,357,142 - ------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,357,142 - ------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.9% - ------------------------------------------------------------ 12. TYPE OF REPORTING PERSON PN - ------------------------------------------------------------ 6 Item 1(a). Name of Issuer: Harte-Hanks Communications, Inc. ------------------------------------------------ Item 1(b). Address of Issuer's Principal Executive Offices: 200 Concord Plaza Drive, Suite 800, San Antonio, Texas 78216 ------------------------------------------------ Item 2(a). Name of Person Filing: The Goldman Sachs Group, L.P. and Goldman, Sachs & Co. and GS Advisors, L.P. and GS Capital Partners, L.P. Item 2(b). Address of Principal Business Office, or, if None, Residence: 85 Broad Street New York, NY 10004 ------------------------------------------------ Item 2(c). Citizenship: The Goldman Sachs Group, L.P. - Delaware Goldman, Sachs & Co. - New York GS Advisors, L.P. - Delaware GS Capital Partners, L.P. - Delaware ------------------------------------------------ Item 2(d). Title and Class of Securities: Common Stock ------------------------------------------------ Item 2(e). CUSIP Number: 416196-10-3 ------------------------------------------------ Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) Broker or dealer registered under Section 15 of the Act, (b) Bank as defined in Section 3(a)(6) of the Act, (c) Insurance Company as defined in Section 3(a)(19) of the Act, (d) Investment Company registered under Section 8 of the Investment Company Act, (e) Investment Advisor registered under Section 203 of the Investment Advisers Act of 1940, (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g) Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); see Item 7, (h) Group, in accordance with Rule 13d-1(b)(ii)(H). 7 Item 4. Ownership. (a) Amount beneficially owned: See the response(s) to Item 9 on the attached cover page(s). (b) Percent of class: See the response(s) to Item 11 on the attached cover page(s). (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover page(s). (ii) Shared power to vote or direct the vote: See the response(s) to Item 6 on the attached cover page(s). (iii) Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover page(s). (iv) Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover page(s). Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Managed accounts of Goldman, Sachs & Co. have the right to receive dividends from and the proceeds from the sale of 183,329 shares. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable 8 Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. Not Applicable 9 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: June 7, 1994 THE GOLDMAN SACHS GROUP, L.P. GS ADVISORS, L.P. By: GS Advisors, Inc. By: /s/ Patricia A. Maher By: /s/ Patricia A. Maher Attorney-in-Fact Attorney-in-Fact GS CAPITAL PARTNERS, L.P. GOLDMAN, SACHS & CO. By: GS Advisors, L.P. By: GS Advisors, Inc. By: /s/ Patricia A. Maher By: /s/ Patricia A. Maher Attorney-in-Fact Attorney-in-Fact 10 INDEX TO EXHIBITS Exhibit No. Exhibit (1) Joint Filing Agreement, dated June 7, 1994, among The Goldman Sachs Group, L.P., Goldman, Sachs & Co., GS Advisors, L.P. and GS Capital Partners, L.P. (2) Power of Attorney appointing Patricia A. Maher attorney-in-fact for The Goldman Sachs Group, L.P., Goldman, Sachs & Co., GS Advisors, L.P. and GS Capital Partners, L.P. (incorporated by reference from Form 4s filed by The Goldman Sachs Group, L.P., Goldman, Sachs & Co., GS Advisors, L.P. and GS Capital Partners, L.P. with respect to Gander Mountain, Inc.) EX-99 2 EXHIBIT 1 TO SCHEDULE 13G - JOINT FILING AGREEMENT 1 EXHIBIT (1) JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the shares of common stock of Harte-Hanks Communications, Inc., and further agree to the filing of this Agreement as an Exhibit thereto. In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement on Schedule 13G. Date: June 7, 1994 THE GOLDMAN SACHS GROUP, L.P. GS ADVISORS, L.P. By: GS Advisors, Inc. By: /s/ Patricia A. Maher By: /s/ Patricia A. Maher Attorney-in-Fact Attorney-in-Fact GS CAPITAL PARTNERS, L.P. GOLDMAN, SACHS & CO. By: GS Advisors, L.P. By: GS Advisors, Inc. By: /s/ Patricia A. Maher By: /s/ Patricia A. Maher Attorney-in-Fact Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----